**************************** student’s NameThe ************* NameCourse ************************ **** ******** research *** **** ********* ** high-risk ********** ********* ***** that **** been ********* ** convicted ** ****** ********** ** ******* ** ******** *** ******** ******** ***** *** ****** segments ** *** **** during the research **** *** ***** the **** investment ********* ***** **** ** ******* complete *** *********** *********** to the investors ***** *** **** increases *** risk *** the ********* *** **** ** unethical in *** aspects ** ******** The ***** *** ***** ** cover and ******* the reasons ****** why *** ********* *** ********* *** high-risk *********** **** ** ****** funds *************** derivatives and ***** similar ******* ********** ******** The ***** **** evaluates *** risk ***** ** ********** **** exchange-traded derivatives *** *** ******* ***** ** ******* *** ********** **** by ********* ** ****** *** **** ******* ** *********** ** *** marketAlso it **** ********* *** ********** which are ******** ***** ** ******** ****** ********* **** **** ******* ** regulating *** ******** *** ** provide ********** suggestions for ********************* ********************* ** the ********* ** *** ******* market is ***** ********** ** ***** **** of ********** ** the ********* ** *** ******* *** *********** ** these investments are ********** ** * lot ** ********* **** as *** ******* ******** of the financial *** ******** ****** of the ******* *** ********* *** ******** ******** ** *** ******* ** **** * *** ******* ********** ************* ****** ** ************ ********** tools such ** ****** **************** of ********** is ** ******* *********** ** *** ********* as it complements ***** ****** ********* ***************** ***** *** *** **** standard and ********* investment ************ *** as * *************** ********* and ******* the ********* **** certain ************* ** reduce ******* ** ****** fluctuationsFurthermore ********* *********** **** as ****** ***** *************** derivatives *** other ******* ********** ******** **** *** high probability of *** *********** of the ********** ***** *** *********** ** **************** ***** Overdahl ******** main benefits which motivate and ******** *** ********* *** investing in ***** ***** ** risky *********** are that **** ** *** **** **** *** *********** ****** and ***** ****** ******* **** ****** ***** ***** These type ** investment options in general **** a low *********** with *** ******** assets *** ********* **** ** ********* the ********* ** ********** *** ******* ********** of *** portfolio particularly in ***** ***** when *********** ********** *** performing ****** ***** types of *********** are ******** ******** ** a way ** ********** ** ********** * **************** ********* instead ** serving as the ********* ***** ** *** ************* investors are **** attracted to **** type ** *********** because ** **** *** amorerisky **** of *********** **** *** ***** * higher ****** **** *********** investments ***** ** a direct ******** ******* *** risk and ******* ********* *** **** ******** ** ***** investments ** **** ********** Associated **** Exchange-Traded Derivatives Futures and ******* derivatives *** commonly used ** ********* ** * **** ** ***** ******** ** ** ********* ** ********* assets and ***** ********** ******* **** as equities ********** *********** *** ******** ***** are **** ******* *************** *********** ** ******* Exchange-traded derivatives **** ****** popular in *** ****** **** due to *** advantages of **************** ***** *********** **** ** ********* standardization *** *********** of ******* risk ********* & *********** ********* *** ****** ************** gearing ***** extraordinary price ********* ****** ******* **** ************ ******* risk ******* ******** **** *** ********* ***** are the **** risk ******* ** the exchange-traded *********** **** *** ********* briefly in *** ************ considerations:Exchange-traded *********** **** ** the futures *** ******* commonly **** ** expiry **** ******** ** it after which the **** *** ****** of ** *** for *** ********* ** ******** should ****** their ********** option ***** ** various ********* such ** ** ********** **** ***** ******* ********** ********************* ** *** ********** *** **** select ** ****** **** * feasible ********** ****************** ***** Movements: ***** ********* *** a ********** ******* ** exchange-traded *********** ***** only ****** ** *** ****** ****** *** demand factors *** *** **** ******* influenced by external ******* *** ****** ***** *** *** ******* ** derivative ** **** ***** *** higher or ***** than *** *********** ***** due to *** ****** *** ****** factors ****** ** *** external influence **** the ******* ** ******** should always **** into considerations *** the ******* *** ******* the ****** ****** while *** ********** isbeing ************* & *********** ************ ******** ***** a lot ** *** *************** *********** **** ** *** ******** *** callable bear/bull contracts ***** *** ******** ****** rapidly depending ** *** ******* ***** ** *** underlying asset associated Moreover ** ******** ****** **** be ***** ** *** fact that the value of *** ********** products ** *** *************** *********** *** ** down to **** ***** *** **** **** the investor ***** losetheirentire investment *********** ******* Risk:There can ** * ********* ***** *** issuer **** as investment brokerage ***** ** the structured product ****** defaults *** calls *** ********** ** *** securities ****** Under ***** ************* the investors **** ** ********** ** ** unsecured ******** *** *** ** ***** **** *** ****** held ** *** ******* *** investor *** ***** any ************* ** these should **** at *** financial ********* *** **************** ** *** issuer while *********** *** ********** ***************** ************** Risk: ** a ********* ***** *** ********* ******** ******** ** fails to ******* *** ********** ** ***** **** ** ********* ***** *** ********* ***** not be **** ** trade *** relevantsecurities ***** * *** ********* ******** is *************** Exchange Risk: ******* exchange *********** influences * *** of *** ******** *** can affect the ***** ** **** structured ***** *** *************** *********** The ******** ****** ** ***** ** the ******* ******** ***** *** ****** ******* *** changes ** ********** ****** to minimize *** ******** **** ***** *** ********** ** ************** ******* ** ********** * Complex ****** ********* **** *** ********** ********** with running * ******** successfully ** today’s ******** *********** *** **** ******** *** ability the ***** ******* *** predict ****** ** ** **** ********* steps ** mitigate *** ******* ** **** Today ****** ********* ***** **** ** ******* the **** *** ******* capabilities internally at both organizational ***** ** **** ** ** ***** associated **** **** so ** ** adapt ** *** ever-changing environment and ****** itself to ******** *** ******* ** obtaining **** ****** opportunitiesAlong **** *** *************** **************** a ****** firm ***** ** face other *********** challenges **** ** ** deal **** ** unstable ************* *** ********** nature of complex interrelationships ******* *** ********* organizations and people ******** *** **** **** *** ****** world * *** ***** ********** ***** *** *********** by *** ****** firms *** ********* ******** reforms ******* *** ******** conditions involved ** *** ********* ***** ****** ***** *** **** ******* to ****** **** ******* ******** **** and interest **** **** ** the ******* ********* *********** ************ have ** be **** **** **** ******** ** **** ** ******** ************ ********** these ****** ********* ****** take *** help ** **** management ********** *** ********** ************ as **** *** application ** **** management the firms will be **** ** ******** ******* *** ******* ********* ***** ** **** *** ******** ***** ******************** ********** ** the CompanyTo **** ***** ** ***** ** show ethical ********** ** *** **** ***** ******* Lisauskas *** is *** **** ******** ** Springfield ******* ******* ***** *** ******* with ****** ********* *** ***** $3000 ** is said and believed **** ******* ********* ******** state’s ******** ** ******** *** ***** ** helped ****** ***** ** ***** millions ** ******* ** city *********** ******* ********** *** ***** **** ** ****** *********** **** *** ** *** ******* ******* ** was in *** year **** when ******* Lisauskas ****** * ********* ** **** a brokerage **** ** ****** *** ******** investments which were ****** $100 ************** 2010) ****** NY office ** ****** ***** *** selected ** *** ****** **** but Lisauskas never disclosed *** ********** **** **** ****** * ********************* ** ************ (Merrill Lynch)with the help ** ********* *** **** ******** ***** 60% of *** ******** funds without disclosing the fact ******** *** ******* ***** violated the ********* ******************** *** ** *** **** mentioned ***** *** ****** Commission **** **** Lisauskas ***** * ***** employee *** ******** *** ******************** *********** ** *** land ** using *** ********* ******** ******** The *** was ***** ** ** done to **** Kipper ** ******* ** **** ** unwarranted privilege ** *** ********** of ***** $60 ******* ** **** ***** ********* *** ************** *** management *********** ***************** to ** Appropriate for *** ****** ManagementIn the **** mentioned ******* ********* ******** ** Springfield ******* ******* ***** ******* Lisauskas ******** ********* ******** ** ******** *** *** ************ **** I believe ** be ******** *** *** *********** ******* ****** ********** through *** **** ** *********** director ******* Lisauskas is that *** *** ****** ********** must ***** *** accept ** ****** ***** **** ethics *** ********** ******** to being * ***** employee and ****** *** violate **** ** * ******* ****** ** *** ** ********* **** ********* ***** legal *********** guidelines ****** ****** ** place *** ****** ** used ** ** efficient and *********** mannerAlong with the facts mentioned ***** ** ** **** **** **** ********* to take ********* ***** ** *** organizational ***** ** maintain *** confidentiality ** ******** ********* statements and *********** *** case ** should ** **** evident ** *** ****** ********** **** ************ ********* of *** ************ ****** *** ** ********* ** ****** ******* the ************ ** ******** ******** ethics *** laws(Gonnen ***** *** ****** management ** *** **** ****** **** into account *** interests of all *** ************ ********** in ********* ***** have ********* ************ where the ******* might ****** ** ****** ***** **** ************* *********** reviewing the ******* *** ****** management ****** **** ******** ********** *** strategies *** *** ************ ** **** ***** ********* *** ** taken **** ******* ** *** ************** ******** making ******* all *** ******* ** well ** ***** ******* ********** **** *** organization ****** **** ** ******** ** effectivelyCreate a ********** ******** would ***** ** ****** in ********* investments **** ** certain situations **** the *********** *********** **** ****** *** ***** *** ********** ****** **** when *** ******** wants ** *** *********** *** ***** ********* ********* *********** as ************ strategy ** protect their investments **** the ****** ************** ******* risks extraordinary price ********* issuer ******* **** ************ product **** ******* ******** risk *** liquidity risksThe investors *** these ********* instrument ********** **** *** ****** ** ******** **** the returns would ** high and ** ******* *** **** of ****************** ***** ******* ****** ******** *** ** where *** ********* ***** ** using a ******* ******** ** ****** foreign ******** ***** ** ******** **************** the investor ******** the ********** or *************** ******** ** manage ************ ** ******* **** of investments for achievinghigh returnsHere *** ********* ***** ** **** ** use * ***** range ** effective *** ********** ********** ** ****** *** ***** and ** ******* *** ***************************** A * ****** *********** ************ * ************ ***** ** ******** Futures ***** *** Options **** Ed) John ***** ***** SonsCrabbe * E ***** ******* * * (2003) ******** * ********* **** ********* **** Wiley ***** SonsDas * ****** Risk Management: The Swaps & ********* *********** Library **** ***** ***** ********** * ****** ******* ********* ***** ***** *** ethics ********* ***** ********* ******** of *********** ******* ******* ***** ********* **** *************** ************************************************************************************** * ***** *********** J L ****** The ******** *** ** ******* *** ************** * ***** ******** J A ****** ********* ************ ******* and Risk ********** USA: **** Wiley & ************

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